SEC to Issue Warnings Before Tough Crackdowns
SEC Chair Paul Atkins unveiled a strategic pivot in enforcement, prioritizing transparency over punitive surprises. The regulator will now issue formal warnings before escalating to severe penalties, granting companies an opportunity to rectify compliance issues. This procedural shift reflects a broader philosophical recalibration—one that values corrective action over punitive measures.
Atkins framed the MOVE as a balancing act between rigorous oversight and corporate cooperation. By replacing abrupt crackdowns with structured warnings, the SEC aims to foster voluntary compliance while maintaining its enforcement teeth. The approach mirrors financial regulators' growing emphasis on collaborative remediation across traditional and digital asset markets alike.